Mark Anthony Cochran

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-10-31
MD	RA	APPROVED	2023-06-26
WV	RA	APPROVED	2020-12-07
TX	RA	APPROVED_RES	2020-11-10
FL	RA	APPROVED	2020-11-09

SC RA
APPROVED

Since 2025-10-31
MD RA
APPROVED

Since 2023-06-26
WV RA
APPROVED

Since 2020-12-07
TX RA
APPROVED_RES

Since 2020-11-10
FL RA
APPROVED

Since 2020-11-09

Branch Locations

Punta Gorda, FL • United States

Summerton, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Baltimore	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Ft Myers	FL	11/2016	10/2020
Lpl Financial, Llc	Naples	FL	11/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Baltimore, MD
11/2016 → 10/2020

Wells Fargo Clearing Services, Llc

Ft Myers, FL
11/2020 → Present

Lpl Financial, Llc

Naples, FL

Previous Registrations

2003-07-01 → 2020-11-09

Wells Fargo Clearing Services, Llc

Charleston, WV

Charleston, WV

Baltimore, MD

Charleston, WV

Baltimore, MD

Charleston, WV

Fort Myers, FL

Charleston, WV

Linthicum, MD
2002-06-24 → 2003-07-01

Prudential Equity Group, Llc

Charleston, WV

Other Businesses

1. 11/06/2020 - BETZ FINANCIAL ADVISORY/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ GREENBELT, MD - Start Date: 11/7/2020 - 5 Hrs/Mth - 1 Hrs During Trading- 5%. 2. 11/06/2020 - COCHRAN WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ NAPLES, FL - Start Date: 10/23/2020 - 160 Hrs/Mth - 7 Hrs During Trading -100%. 3. 11/06/2020- RENTAL PROPERTY/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 9550 SHORE DR, MYRTLE BEACH, SC 29572 - Start Date: 09/01/2014 - 0 Hrs/Mth - 0 Hrs During Trading 4. 11/29/2022 - Rich Wealth Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/27/2022 - 0 Hours Per Month/0 Hours During Securities Trading 5. 06/01/2023 - Cochran and Rich Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/10/2023 - 0 Hours Per Month/ During Securities Trading. 6) 10/24/2025 - Real Estate Rental - Investment Related - Charleston WV - Start Date:11/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-17
S65	Uniform Investment Adviser Law Examination	1994-08-31
S63	Uniform Securities Agent State Law Examination	1986-12-22

S66 Uniform Combined State Law Examination

2011-02-17
S65 Uniform Investment Adviser Law Examination

1994-08-31
S63 Uniform Securities Agent State Law Examination

1986-12-22

View on SEC IAPD