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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2026-07-28 |
| OK | RA | APPROVED | 2024-02-15 |
| WA | RA | APPROVED | 2023-06-07 |
| MN | RA | APPROVED | 2023-03-08 |
| DC | RA | APPROVED | 2022-11-28 |
| NV | RA | APPROVED | 2022-11-01 |
| MI | RA | APPROVED | 2022-10-27 |
| NM | RA | APPROVED | 2022-10-24 |
| TX | RA | APPROVED_RES | 2022-10-24 |
| KY | RA | APPROVED | 2022-10-21 |
| MO | RA | APPROVED | 2022-10-21 |
| WI | RA | APPROVED | 2022-09-20 |
| NH | RA | APPROVED | 2021-10-19 |
| GA | RA | APPROVED | 2021-05-12 |
| NY | RA | APPROVED | 2021-04-16 |
| SC | RA | APPROVED | 2021-04-12 |
| DE | RA | APPROVED | 2020-11-10 |
| ID | RA | APPROVED | 2019-10-10 |
| MD | RA | APPROVED | 2019-08-29 |
| AZ | RA | APPROVED | 2019-02-25 |
| ME | RA | APPROVED | 2018-09-28 |
| NC | RA | APPROVED | 2018-07-31 |
| IL | RA | APPROVED | 2018-07-30 |
| OH | RA | APPROVED | 2018-07-27 |
| PA | RA | APPROVED | 2018-07-25 |
| MA | RA | APPROVED | 2018-03-19 |
| CA | RA | APPROVED | 2017-10-20 |
| VT | RA | APPROVED | 2017-02-21 |
| FL | RA | APPROVED | 2016-10-04 |
| VA | RA | APPROVED | 2016-01-28 |
| RI | RA | APPROVED | 2014-10-06 |
| HI | RA | APPROVED | 2014-06-05 |
| CT | RA | APPROVED | 2006-03-17 |
| NJ | RA | APPROVED | 2006-03-16 |
Branch Locations
38 Westchester Avenue, Pound Ridge, NY 10576 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Pound Ridge | NY | 11/2000 | Present |
| Guardian Life Insurance Agency | Pound Ridge | NY | 11/2000 | Present |
1. Fixed Annuity Product Sales-When appropriate, present and sell Single Premium Immediate Annuity (SPIA) and other deferred fixed annuity options to clients, Start: 03/18/2015, Address: 38 Westchester Avenue, Pound Ridge NY, 2 bus hrs per month, Investment related, 2. Future Value Associates, Ltd-Future Value Associates is the corp set up to operate our business under for our investment and insurance services for our clients,. Start: 01/01/2007, Address: 38 Westchester Avenue, Pound Ridge, NY 10576, Hrs per month - Tot/Bus: 175/140, Investment related, 3. Insurance/Benefits Services-work with a GA named Benefitmall to place group benefit business (medical plans, dental plans, LTD, STD, Group Life, etc.), Start: 01/01/2002, Address: 38 Westchester Avenue, Pound Ridge, NY 10576, Hrs per month - Tot/Bus: 80/70, Investment related, >10% annual compensation, 4. RSB Property Holdings LLC-Rental Properties, Start: 04/10/2012, Address: 11 Grandview Avenue, Katonah NY 10536, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 5. TS Affiliates LLC-Business Property Ownership, Start: 12/01/2006, Address: 38 Westchester Avenue, Pound Ridge, NY 10576, 1 non bus hr per month, Investment related, 6. F&M Leadership Council-All that council members are required to do are to attend meetings when possible, in person or by phone, and be involved as active alums with local and on-campus events where possible and of course they would like us to be philanthropic with our dollars, Start: 04/30/2014, Address: Harrisburg Pike Lancaster PA 17604, 1 bus hr per month avg, Not investment related, 7. KVIS - Katonah Village Improvement Society Board Member, Start: 04/30/2014, Address: 26 Bedford Road; PO Box 263; Katonah, NY 10536, 3 non bus hrs per month, Not investment related, 8. Elliot Island LLC-LLC to own a family vacation property. We have not bought the property yet but the LLC is in place for when we do, Start: 10/01/2017, Address: 11 Grandview Avenue, Katonah NY 10536, 1 non bus hr per month, Investment related, 9. Legalshield Business solutions-We will be independent contractors/brokers to offer this service to our existing group clients,. Start: 02/01/2018, Address: 38 Westchester Ave, Pound Ridge, NY 10576, 2 bus hrs per month, Not investment related, 10. Power of Attorney-POA for family members, Start: 08/02/2018, Address: 11 Grandview Avenue, Katonah, NY, 0 hrs per month, Investment related, 11. BenAdvance- BenAdvance provides a portal to groups and associations to allow employees to purchase life insurance, dental, vision and ancillary benefits directly from the carrier., Start: 10/21/2019, Address: 38 Westchester Ave, Pound Ridge, NY 10576, 2 bus hrs per month, Investment related, 12) The FVA Foundation-President, Start: 12/01/2023, Address: 38 Westchester Avenue Pound Ridge NY 10576, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 13) Northern Westchester Hospital Community Foundation Board, Start: 06/01/2024, Address: 400 E Main St, Mt Kisco, NY 10549, 2 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 14) Trust related services-parents, Start: 07/01/2024, Address: 11 Grandview Avenue, Katonah NY 10536, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 15) Waccabuc Country Club Women's Golf Committee- Co-Chair, Nature of Business: Golf course, Start date: 02/01/2026, Address: 1207 Troy Schenectady Rd Suite 201 Latham NY 12110, Duties: overseeing the women's' golf participation and activities, 3 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-09 |
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