Emanuel Matthew Mains

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2003-01-17
TX	RA	APPROVED_RES	1989-07-17

GA RA
APPROVED

Since 2003-01-17
TX RA
APPROVED_RES

Since 1989-07-17

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

3455 Peachtree Road Northeast Suite 1700, Atlanta, GA 30326 • United States

Norcross, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	10/1987	Present

10/1987 → Present

Ubs Financial Services Inc.

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-24
S63	Uniform Securities Agent State Law Examination	1987-01-07

S65 Uniform Investment Adviser Law Examination

1997-11-24
S63 Uniform Securities Agent State Law Examination

1987-01-07

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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