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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-03 |
| NJ | RA | APPROVED | 2004-02-10 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Cranford, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Florham Park | NJ | 03/2008 | Present |
NAME OF ENTITY: RENTAL PROPERTY; ADDRESS: 380 MAIN STREET, NO 27 CHATHAM, NJ 07928; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PRIVATE RENTAL PROPERTY; CAPACITY: OWNER- ACTIVE; START DATE: 07/01/93; DUTIES: RENT PROPERTY; HOURS DEVOTED PER MONTH: 0 - SPOUSE MANAGES; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-03 |
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