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Judith Ann Palumbo

John G. Ullman & Associates, Inc

Horseheads, NY

CRD 1596425

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Employer firm

John G. Ullman & Associates, Inc CRD 105361

$1.51B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
John G. Ullman & Associates, Inc

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-21
  • NY RA
    APPROVED
    Since 2021-07-21

Branch Locations

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John G. Ullman & Associates, Inc. Horsehaeds NY 05/2010 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-14
  • S63 Uniform Securities Agent State Law Examination
    1987-01-14
Designations
  • Certified Financial Planner
Other Names
  • Judy Patnoe
  • Judith Ann Patnoe

View on SEC IAPD

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