Thomas James Proos

Employer firm

Straight Path Wealth Management CRD 148897

$472M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 04/2018
  Lpl Financial, Llc
  Grand Rapids, MI
• 04/2018 → 07/2020
  Cwm, Llc
  Omaha, NE
• 04/2018 → 07/2020
  Cetera Advisor Networks
  El Segundo, CA
• 07/2020 → Present
  Straight Path Wealth Management
  Jenison, MI

Previous Registrations

• 2018-04-09 → 2020-07-21
  Cwm, Llc
  Grand Rapids, MI
• 2018-04-09 → 2019-07-16
  Cetera Wealth Services, Llc
  Grand Rapids, MI
• 2010-09-20 → 2018-04-16
  Lpl Financial Llc
  Grand Rapids, MI
  Caledonia, MI
  Comstock, MI
  Grand Haven, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Wyoming, MI
  Holland, MI
  Hudsonville, MI
  Kentwood, MI
  Hudsonville, MI
• 2003-03-17 → 2003-09-03
  Keybanc Capital Markets Inc.
  Grand Rapids, MI

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/2018 APX NUMBER OF HOURS PER WEEK: 2.5 APX NUMBER OF HOURS DURING TRADING HOURS: 2.5 POSITION/TITLE/RELAT 2. NAME OF OTHER BUSINESS: KANAI/PROOS PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE LEASE START DATE: 2/2009 APX NUMBER OF HOURS PER WEEK: 2 HOURS A MONTH APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGE OFFICE LEASE 3. Agent; Ash Brokerage/Pacific Life; Investment Related: Yes; Location: 1344 Baldwin ST, Jenison MI. 49428; Description of the business: Sale of life insurance, fixed and indexed annuities, and long term care products; Responsibilities Duties: Sale of life insurance, fixed and indexed annuities, and long term care insurance to complete financial and estate planning needs.; Start date with business: 2021-01-01; Hours devoted to business during trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5;

Exams

• S66 Uniform Combined State Law Examination
  2010-08-04
• S65 Uniform Investment Adviser Law Examination
  2001-08-10
• S63 Uniform Securities Agent State Law Examination
  1999-07-23

Other Names

• Thomas Proos