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Fremont, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-16 |
| NY | RA | APPROVED | 2021-10-06 |
| CA | RA | APPROVED | 2016-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Silicon Private Wealth Llc | Fremont | CA | 04/2016 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2016 | Present |
1. Silicon Private Wealth Registered Investment Advisory Firm Fremont, CA CEO Investment-related Business 80 hours per month spent 2. Purshe Kaplan Sterling (PKSF) - 80 State Street, Albany, NY 12207. Insurance licensed; transact insurance business through Purshe Kaplan Sterling; Position Title: Registered Representative and Insurance Agent;Responsibilities Duties: Perform insurance reviews as requested by clients; discuss variable annuities where appropriate. Start date with business: 2016-09-02; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 10;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-16 |
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