Richard Brent Nathan

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-09-04

NC RA
APPROVED

Since 2025-09-04

Branch Locations

Chapel Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forte Capital Llc	Rochester	NY	09/1997	09/2025
Mariner	Overland Park	KS	09/2025	Present

09/1997 → 09/2025

Forte Capital Llc

Rochester, NY
09/2025 → Present

Mariner

Overland Park, KS

Previous Registrations

2017-11-21 → 2025-10-01

Forte Capital Llc

Raleigh, NC

Rochester, NY

Other Businesses

Forte Capital LLC; Investment related, Pittsford, NY, Member of Management Committee, Start date: 01/2009 , 1 hour per month, 0 during trading hours, Sole purpose of Forte Capital is to hold Mariner F-1 Units. Provide no investment advice or financial planning.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-11-21
S63	Uniform Securities Agent State Law Examination	1987-05-01

S65 Uniform Investment Adviser Law Examination

2017-11-21
S63 Uniform Securities Agent State Law Examination

1987-05-01

View on SEC IAPD