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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-28 |
| CA | RA | APPROVED | 2006-10-27 |
Branch Locations
5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States
Fresno, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Fresno | CA | 03/2008 | Present |
| City National Bank | Fresno | CA | 07/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-03 |
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