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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-07 |
| WI | RA | APPROVED | 2012-02-21 |
Branch Locations
2775 S. Moorland Road - 3Rd Fl, New Berlin, WI 53151 • United States
Menomenee Falls, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | New Berlin | WI | 02/2012 | Present |
1. 2/2/2012: DBA ONLY / LANDMARK INVESTMENT CENTER 2. 07/02/2012: LANDMARK CREDIT UNION / BANK DUTIES / RESEARCHER FOR INVESTMENT, AUDIT AND TREASURY / TIME SPENT 15%. 3. 3/28/2018 - Universal Surety Insurance - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 03/21/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 2/7/2023 - No Business Name - Not Investment Related - Home Based - Other - Website Building company - Start Date - 02/01/2023 - 10 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-29 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
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