Keith Brofsky

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Lpl Financial
  New Berlin, WI

Previous Registrations

• 2008-10-28 → 2011-10-31
  Fsc Securities Corporation
  Brookfield, WI

Other Businesses

1. 2/2/2012: DBA ONLY / LANDMARK INVESTMENT CENTER 2. 07/02/2012: LANDMARK CREDIT UNION / BANK DUTIES / RESEARCHER FOR INVESTMENT, AUDIT AND TREASURY / TIME SPENT 15%. 3. 3/28/2018 - Universal Surety Insurance - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 03/21/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 2/7/2023 - No Business Name - Not Investment Related - Home Based - Other - Website Building company - Start Date - 02/01/2023 - 10 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-02-27
• S63 Uniform Securities Agent State Law Examination
  2004-09-29
• S65 Uniform Investment Adviser Law Examination
  1999-12-20

Other Names

• Keith Brofsky
• Keith Alan Brofsky