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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-08 |
| TX | RA | APPROVED_RES | 2020-06-08 |
Branch Locations
15315 Magnolia Blvd Ste 415, Sherman Oaks, CA 91403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Sherman Oaks | CA | 08/2012 | 06/2020 |
| Lpl Financial, Llc | Sherman Oaks | CA | 06/2020 | Present |
1. 6/5/2020 - FITZGERALD FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 07/01/1979 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 6/16/2020 - Fitzgerald Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/01/1977 - 2 Hours Per Month During Securities Trading - Time Spent 5% - Selling life, health and long term care.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-23 |
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