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James Thomas Ries

Cbiz Investment Advisory Services, LLC

Fairborn, OH

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Current Employers
Cbiz Investment Advisory Services, Llc

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-07-19
  • OH RA
    APPROVED
    Since 2022-07-19

Branch Locations

3170 Presidential Drive, Fairborn, OH 45324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cbiz Fairborn OH 02/2022 Present
Unemployed Liberty Township OH 10/2021 02/2022
Lafayette Life Insurance Company Cincinnati OH 04/2021 10/2021
Unemployed Liberty Township OH 01/2020 04/2021
Fifth Third Bank Cincinnati OH 02/2013 11/2020
  • 02/2022 → Present
    Cbiz
    Fairborn, OH
  • 10/2021 → 02/2022
    Unemployed
    Liberty Township, OH
  • 04/2021 → 10/2021
    Lafayette Life Insurance Company
    Cincinnati, OH
  • 01/2020 → 04/2021
    Unemployed
    Liberty Township, OH
  • 02/2013 → 11/2020
    Fifth Third Bank
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-16
S63 Uniform Securities Agent State Law Examination 1987-12-02
  • S65 Uniform Investment Adviser Law Examination
    2022-07-16
  • S63 Uniform Securities Agent State Law Examination
    1987-12-02

View on SEC IAPD

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