Kendl C Fulco

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2001 → Present
  Unemployed
  Old Greenwich, CT
• 01/2011 → Present
  Principal Financial Group
  Old Greenwich, CT
• 02/2011 → Present
  Principal Securities Inc
  Old Greenwich, CT

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/22/2022 ADDRESS: 1155 Avenue of the Americas, New York NY 10036, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support /manage Principal retirement plan account relationships across both the insurance /broker-dealer and bank/trust offerings of Principal.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-03-25

Other Names

• Kendl Christine Fulco Odell
• Kendl Christine Fulco
• Kendl Fulco
• Kendl Christine Tulcodell
• Kendl Christine Fulco O'DEll
• Kendl Christine Fulco