Best Investors Account Sign in
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2002-07-10
  • WI RA
    APPROVED
    Since 2002-07-10

Branch Locations

215 Corporate Dr, Beaver Dam, WI 53916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Beaver Dam WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

GOOD SHEPHERD LUTHERAN CHURCH POSITION: Education Committee Member NATURE: Preschool Administration INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1990 ADDRESS: 1310 N Center St, Beaver Dam WI 53916, United States DESCRIPTION: Help organize and carry out educational programs at the church. ST. STEPHEN LUTHERAN SCHOOL POSITION: School Board Member NATURE: St. Stephen's Lutheran School Board Member -Member representing Good Shepherd Lutheran Church due to Good Shepherd families sending their children to St. Stephen Lutheran School. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 300 West Street, Beaver Dam WI 53916, United States DESCRIPTION: Help in decision making process at the school. Advocate for Good Shepherd families who have childfern attending the school. GOOD SHERPHERD LUTHERAN CHURCH POSITION: Council Member NATURE: Education Committee Representative on Church Counci INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 1310 N Center Street, Beaver Dam WI 53916, United States DESCRIPTION: Promote education related activities at Good Shepherd. Help with the general decision-making process for Good Shepherd.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-18
S63 Uniform Securities Agent State Law Examination 1987-04-24
  • S65 Uniform Investment Adviser Law Examination
    2002-07-18
  • S63 Uniform Securities Agent State Law Examination
    1987-04-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beaver Dam, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor