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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2004-08-03
  • WI RA
    APPROVED
    Since 2004-08-03

Branch Locations

417 W Main St, Stoughton, WI 53589 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Stoughton WI 07/2002 Present
Other Businesses

NIEDFELDT ENTERPRISES LLC POSITION: Partner/Co-Owner NATURE: LLC owns property that is used for Thrivent business and rents space to other non-Thrivent tenants INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2008 ADDRESS: 417 W Main St, Stoughton WI 53589, United States DESCRIPTION: Building Management and Maintenance; collecting rent, paying bills and taxes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-30
S63 Uniform Securities Agent State Law Examination 1987-05-21
  • S66 Uniform Combined State Law Examination
    2007-04-30
  • S63 Uniform Securities Agent State Law Examination
    1987-05-21

View on SEC IAPD

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