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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-22
  • TN RA
    APPROVED
    Since 2025-01-22

Branch Locations

133 Indian Lake Rd. Ste. 101, Hendersonville, TN 37075 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services, Inc. Hendersonville TN 05/2011 02/2019
Centaurus Financial Inc. Anaheim CA 02/2019 01/2025
Cambridge Investment Research, Inc. Fairfield IA 01/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2025 Present
Previous Registrations
  • 2019-02-05 → 2025-01-22
    Hendersonville, TN
    Suite #101, TN
    Germantown, TN
  • 2011-05-02 → 2019-02-05
    Hendersonville, TN
    Cedar Rapids, IA
    Hendersonville, TN
  • 2009-03-18 → 2011-07-01
    Stephen Douglas Investment Advisory, Inc.
    Hendersonville, TN
  • 2006-05-19 → 2007-10-30
    Capital Financial Services, Inc.
    Franklin, TN
    Brentwood, TN
    Roseville, CA
    Minot, ND
    Minot, ND
  • 2004-02-03 → 2005-09-16
    Jesup & Lamont Advisors
    Franklin, TN
Other Businesses

1) DBA - BOLT FINANCIAL CONSULTING, 133 Indian Lake Rd., ste 101, Hendersonville TN 37075, 01/2025, AGENT, DBA NAME, INV REL, 3 HR/MO - 3 HR/MO TRADING. 2) ANDREW BOLT, INSURANCE SALES, 133 Indian Lake Rd., ste 101, Hendersonville TN 37075, 01/2025, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 3 HR/MO - 3 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. 4) HENDERSONVILLE SAMARITAN ASSOCIATION, 116 Dunn St., Hendersonville TN 37075, United States, START DATE 12/2025, Vice President, Volunteer, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-13
  • S63 Uniform Securities Agent State Law Examination
    1988-01-13
Other Names
  • Andy Bolt

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