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Catherine Lynn Puent

U.S. Bancorp Advisors, LLC

Fairview Heights, IL

Belleville, IL

CRD 1594443

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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IL RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

6701 N Illinois St, Fairview Heights, IL 62208 • United States

1820 Lebanon Ave, Belleville, IL 62221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Fairview Heights IL 12/2001 02/2026
U.S. Bancorp Advisors, Llc Fairview Heights IL 02/2026 Present
Previous Registrations
  • 2006-07-03 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Belleville, IL
    Saint Paul, MN
    East Saint Louis, IL
    Swansea, IL
    Waterloo, IL
    Belleville, IL
    Belleville, IL
    Belleville, IL
    New Athens, IL
    Fairview Heights, IL
    Belleville, IL
    Cahokia, IL
    Belleville, IL
    Belleville, IL
    Cahokia, IL
    East Saint Louis, IL
    Fairview Heights, IL
    East St Louis, IL
    Fairview Heights, IL
    Belleville, IL
    O'FAllon, IL
    Cahokia, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-30
S63 Uniform Securities Agent State Law Examination 1987-06-27
  • S66 Uniform Combined State Law Examination
    2006-06-30
  • S63 Uniform Securities Agent State Law Examination
    1987-06-27
Other Names
  • Catherine Lynn Fritschpuent
  • Catherine Lynn Fritsch
  • Karen Puent

View on SEC IAPD

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