Raymond Ambrose Bauer

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2022-05-10
TX	RA	APPROVED	2003-04-30

OK RA
APPROVED

Since 2022-05-10
TX RA
APPROVED

Since 2003-04-30

Branch Locations

13341 W. Us Hwy. 290, Bldg. 2, Austin, TX 78737 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Financial For Lutherans	Appleton	WI	07/2002	Present
Thrivent Investment Management Inc.	Austin	TX	07/2002	Present

07/2002 → Present

Thrivent Financial For Lutherans

Appleton, WI
07/2002 → Present

Thrivent Investment Management Inc.

Austin, TX

Other Businesses

MT OLIVE LUTHERAN CHURCH POSITION: Church Governance Board NATURE: Lutheran Church INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 10408 West US 290, Austin TX 78736, United States DESCRIPTION: Listen to and agree or disagree with issues to resolve in the congregation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-16
S63	Uniform Securities Agent State Law Examination	1987-06-18

S65 Uniform Investment Adviser Law Examination

1999-12-16
S63 Uniform Securities Agent State Law Examination

1987-06-18

Designations

Chartered Financial Consultant

Other Names

Raymond Ambrose Bauer

View on SEC IAPD