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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-05-15
  • VA RA
    APPROVED
    Since 2025-05-15

Branch Locations

14385 Mcgraws Corner Drive, Gainsville, VA 20155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Tysons Corner VA 03/2016 08/2019
Charles Schwab Bank Tysons Corner VA 03/2016 08/2019
Edward Jones St.LOuis MO 08/2019 01/2021
Cuso Financial Services, Lp San Diego CA 03/2021 05/2025
Apple Federal Credit Union Manassas VA 03/2021 Present
Lpl Financial Llc Gainsville VA 05/2025 Present
  • 03/2016 → 08/2019
    Tysons Corner, VA
  • 03/2016 → 08/2019
    Charles Schwab Bank
    Tysons Corner, VA
  • 08/2019 → 01/2021
    St.LOuis, MO
  • 03/2021 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 03/2021 → Present
    Apple Federal Credit Union
    Manassas, VA
  • 05/2025 → Present
    Gainsville, VA
Previous Registrations
  • 2021-04-01 → 2025-05-15
    Cuso Financial Services, L.P.
    Manassas, VA
    Gainsville, VA
  • 2019-08-30 → 2021-02-10
    Nokesville, VA
    Haymarket, VA
  • 2016-03-31 → 2019-08-27
    Washington, DC
    Washington, DC
    Tysons Corner, VA
  • 2015-09-04 → 2016-03-18
    Truist Investment Services, Inc.
    Washington, DC
Other Businesses

1 - 06/2025 - Apple Financial Services LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-10
S63 Uniform Securities Agent State Law Examination 1999-06-18
  • S65 Uniform Investment Adviser Law Examination
    2015-08-10
  • S63 Uniform Securities Agent State Law Examination
    1999-06-18

View on SEC IAPD

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