Charles Brenton Beck

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	Southlake	TX	02/2016	02/2018
Td Ameritrade, Inc.	Denton	TX	02/2018	09/2019
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	09/2019
Charles Schwab & Co., Inc.	Westlake	TX	04/2020	09/2020
Omaha Steaks	Omaha	NE	10/2019	12/2019
Us Health Advisors	Fort Worth	TX	01/2020	04/2020
Trinity Portfolio Advisors, Llc	Southlake	TX	10/2020	03/2021
Avantax Investment Services, Inc.	Dallas	TX	04/2021	09/2025
Avantax Advisory Services	Dallas	TX	04/2021	09/2025
Cetera Investment Services Llc	Saint Cloud	MN	08/2024	Present
Cetera Financial Specialists Llc	Schaumburg	IL	08/2024	Present
Cetera Advisors Llc	Greenwood Village	CO	08/2024	Present
Cetera Wealth Services, Llc	El Segundo	CA	08/2024	Present
Cetera Wealth Services, Llc	Dallas	TX	09/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

2021-04-01 → 2025-09-05

Avantax Advisory Services

Dallas, TX

Rhome, TX
2020-10-15 → 2021-03-08

Trinity Portfolio Advisors, Llc

Southlake, TX
2020-05-21 → 2020-11-04

Charles Schwab & Co., Inc.

Westlake, TX
2018-02-27 → 2019-09-11

Td Ameritrade, Inc.

Denton, TX
2018-02-26 → 2019-09-11

Td Ameritrade Investment Management, Llc

Omaha, NE

Denton, TX
2017-01-24 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO
2012-08-22 → 2015-10-21

Strategic Advisers Llc

Westlake, TX
2008-02-04 → 2011-01-19

Td Ameritrade, Inc.

Westlake, TX

Fort Worth, TX
2008-02-04 → 2011-01-19

Td Ameritrade Investment Management, Llc

Fort Worth, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-02-02
S63	Uniform Securities Agent State Law Examination	1987-01-29