Charles Bruce Gillen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1986 → 03/2020
  Ameriprise Financial Services, Inc.
  Nashville, TN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Columbia, TN

Other Businesses

Outside Employment; Rainmaker Inc.; Financial Advisor - Develop new business relationships. Prepare and conduct client service meetings. Lead local staff. Recruit Advisors. Complete client transaction request. Develop professional relationships.; ; 2708 New Hartford, , Owensboro, KY, 42303; Not Investment-Related; 01/03/2021; 60 hours per month; 20 to 39 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-12-16

Designations

• Certified Financial Planner