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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-07 |
Branch Locations
100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States
Mesquite, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | 07/2020 |
| Rbc Capital Markets, Llc | Dallas | TX | 07/2020 | Present |
| City National Bank | Dallas | TX | 10/2020 | Present |
1) GUARDIAN FOR SISTER; INV RELATED; JAY, OK; START: 9/8/17; 2 HRS/MO; 0 DURING TRADING.; POWER OF ATTORNEY FOR FATHER, INV RELATED, EL PASO, TX, START: 12/05/2019, 4 HRS/MONTH, 0 HRS DURING TRADING. 2) Name: Dallas Park Cities Lions Club Address: Meeting Place - Double Tree Hotel - Princeton Grill, Campbell Center, Center Express Way, Dallas, TX 75206 Business Description: Community Services Organiztion Business is not investment related Projected Start Date: 07/01/20 Capacity: Officer Duties Performed: As president I will lead the club activities for eye glass screening workshop for under privilege children once a year, annual Children Christmas party and work days at the Club owned Camp Burnett in Southlake. We meet twice a month and I conduct our noon meeting. Devoted to this OBA per Month: 3 Hours Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-12-05 |
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