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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-22 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Oak Brook | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*390769 - St. John of the Cross; Investment related - No; Western Springs, Western Springs; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 10; Labor/Service *538612 - Trust; Investment related: Yes; Hinsdale, Illinois; Trust; Trustee/Co-Trustee; 01/2023; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-21 |
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