Steven Reynolds Fisher

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-07-24
LA	RA	APPROVED	2011-04-26

TX RA
APPROVED

Since 2020-07-24
LA RA
APPROVED

Since 2011-04-26

Branch Locations

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	New Orleans	LA	08/1991	Present
Massmutual Life Insurance Company	New Orleans	LA	07/1991	Present

08/1991 → Present

Mml Investors Services, Inc.

New Orleans, LA
07/1991 → Present

Massmutual Life Insurance Company

New Orleans, LA

Other Businesses

(1)NAME: STEVEN FISHER INV REL: Y ADD:8654 PONTCHARTRAIN BLVD STE 4 NEW ORLEANS LA NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION:SALES START DATE:1994 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: STEVEN R FISHER INV REL: N ADD: 8654 PONTCHATRAIN BLVD NEW ORLEANS LA 70124 NATURE: OIL AND GAS MINERAL RIGHTS POSITION: OWNERSHIP START DATE: 2015 NO HRS/MO: 0 NR HRS/MO DUR TRADING: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-12-05

S63 Uniform Securities Agent State Law Examination

1986-12-05

Designations

Chartered Financial Consultant

Other Names

Steve Fisher
Steven R Fisher

View on SEC IAPD