Daniel Joe Kennedy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → Present
  Kennedy Wealth Management
  Huntington, IN
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-09-16 → 2004-01-01
  Vestax Securities Corporation
  Huntington, IN

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START 1981, 5 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, LONG-TERM CARE & ANNUITIES. 2. DAN KENNEDY OR DEERFIELD, NOT INVESTMENT RELATED, 7296 N CLEAR CREEK ROAD, HUNTINGTON, IN 46750, MANAGE AND OWN FARM, START 1976, 5 HOURS PER WEEK - NOT DURING TRADING HOURS, GENERAL FARM MANAGER. 3. TRUSTEE OF CLEAR CREEK CHURCH, 750 N CLEAR CREEK RD HUNTINGTON IN 46750, START 1999, 1HR/WK - NOT DURING TRADING HOURS, TRUSTEE-BOARD MEMBER, TAKES CARE OF PROPERTY. 4. NAME OF OTHER BUSINESS: DBA KENNEDY WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 07/2001; POSITION/TITLE/RELATIONSHIP: REGISTERED PRINCIPLE / REGISTERED REP / IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-02-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Dan Kennedy