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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bisys | Salt Lake City | UT | 01/1996 | Present |
| Everbank | Jacksonville | FL | 08/2006 | 12/2016 |
| Michael Argiro | Wallingford | CT | 10/1987 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: 4T FINANCIAL ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 01/2013; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2. FUNDRAISING FOR VARIOUS CHARITIES. NOT INVESTMENT RELATED. 3. INSURANCE, MICHAEL ARGIRO, DBA, 11 DANA BLVD., WALLINGFORD, CT 06492. 4. TEACHING CLASSES FOR ADULT EDUCATION AND PARKS & RECREATION, NOT INVESTMENT RELATED, VARIOUS SCHOOLS AND RECREATION CENTERS IN SURROUNDING TOWNS, START 6/26/2013, 2 HOURS A MONTH NOT DURING TRADING HOURS, INSTRUCTOR OF CLASSES ON SOCIAL SECURITY, CYBER SECURITY AND RETIREMENT PLANNING. 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2023; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND FIXED ANNUITIES; 6. TEACHING CLASSES TO SCHOOL CHILDREN IN LOCAL SCHOOL SYSTEM, NOT INVESTMENT RELATED, LOCATED AT VARIOUS LOCAL SCHOOLS, START JANUARY 2015, 2 - 4 HOURS PER MONTH - VARIES DURING TRADING HOURS, INSTRUCTOR OF TOPICS RELATED TO FINANCIAL LITERACY. 7. NAME OF OTHER BUSINESS: THRIVE NETWORKING GROUP; INVESTMENT RELATED: NO; ADDRESS: ONLINE/ZOOM; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: NETWORKING GROUP, TALK ABOUT BUSINESS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-26 |
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