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Michael John Argiro

Cetera Investment Advisers LLC

Cheshire, CT

CRD 1593532

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • CT RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bisys Salt Lake City UT 01/1996 Present
Everbank Jacksonville FL 08/2006 12/2016
Michael Argiro Wallingford CT 10/1987 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/1996 → Present
    Bisys
    Salt Lake City, UT
  • 08/2006 → 12/2016
    Everbank
    Jacksonville, FL
  • 10/1987 → Present
    Michael Argiro
    Wallingford, CT
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2006-04-20 → 2011-09-20
    Securities America Advisors, Inc.
    Wallingford, CT
  • 1997-04-24 → 2006-05-11
    Tower Square Securities, Inc.
    Wallingford, CT
    Wallingford, CT
Other Businesses

1. NAME OF OTHER BUSINESS: 4T FINANCIAL ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 01/2013; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2. FUNDRAISING FOR VARIOUS CHARITIES. NOT INVESTMENT RELATED. 3. INSURANCE, MICHAEL ARGIRO, DBA, 11 DANA BLVD., WALLINGFORD, CT 06492. 4. TEACHING CLASSES FOR ADULT EDUCATION AND PARKS & RECREATION, NOT INVESTMENT RELATED, VARIOUS SCHOOLS AND RECREATION CENTERS IN SURROUNDING TOWNS, START 6/26/2013, 2 HOURS A MONTH NOT DURING TRADING HOURS, INSTRUCTOR OF CLASSES ON SOCIAL SECURITY, CYBER SECURITY AND RETIREMENT PLANNING. 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2023; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND FIXED ANNUITIES; 6. TEACHING CLASSES TO SCHOOL CHILDREN IN LOCAL SCHOOL SYSTEM, NOT INVESTMENT RELATED, LOCATED AT VARIOUS LOCAL SCHOOLS, START JANUARY 2015, 2 - 4 HOURS PER MONTH - VARIES DURING TRADING HOURS, INSTRUCTOR OF TOPICS RELATED TO FINANCIAL LITERACY. 7. NAME OF OTHER BUSINESS: THRIVE NETWORKING GROUP; INVESTMENT RELATED: NO; ADDRESS: ONLINE/ZOOM; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: NETWORKING GROUP, TALK ABOUT BUSINESS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-20
S63 Uniform Securities Agent State Law Examination 1992-09-26
  • S65 Uniform Investment Adviser Law Examination
    1997-02-20
  • S63 Uniform Securities Agent State Law Examination
    1992-09-26
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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