Mark Allen Heisler

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-02-01
IN	RA	APPROVED	1998-12-03

TX RA
APPROVED_RES

Since 2016-02-01
IN RA
APPROVED

Since 1998-12-03

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Indianapolis	IN	10/1988	Present
Mml Investors Services, Llc	Indianapolis	IN	11/1988	Present

10/1988 → Present

Massmutual Life Insurance Co

Indianapolis, IN
11/1988 → Present

Mml Investors Services, Llc

Indianapolis, IN

Other Businesses

(1) NAME: WESTPOINT FINANCIAL GROUP INV REL: N ADD: 8888 KEYSTONE CROSSING SUITE 1600, INDIANAPOLIS, IN 46240 NATURE: BROKERAGE, LIFE, HEALTH, DISABILITY POSITION: SALES, AGENT START DATE: 09/1986 NO. HR/MO: 0-1 NO. HR/MO DURING SEC TRADING: 0-1. (2) NAME: THE CROSSROADS GROUP, LLC INV REL: Y ADDR: 8888 KEYSTONE CROSSING SUITE 1600 INDIANAPOLIS, IN 46240 NATURE: LLC USED FOR FINANCIAL SERVICES POSITION: MEMBER START: 01/01/2018 NO HRS/MO: 180 NO HRS/MO DUR TRADING: 150 DUTIES: CONDUCT FINANCIAL SERVICES ACTIVITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-17
S63	Uniform Securities Agent State Law Examination	1986-11-21

S65 Uniform Investment Adviser Law Examination

1999-12-17
S63 Uniform Securities Agent State Law Examination

1986-11-21

Other Names

Murray Heisler

View on SEC IAPD