Eric L Matthews

LPl Financial LLC

CRD 3238094

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-07-18
NC	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2013-07-18
NC RA
APPROVED

Since 2009-10-23

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Jackson, MS • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-10-22
S63	Uniform Securities Agent State Law Examination	2000-03-14

S65 Uniform Investment Adviser Law Examination

2009-10-22
S63 Uniform Securities Agent State Law Examination

2000-03-14

Other Names

Eric L Matthews
Eric Lamon Matthews

View on SEC IAPD

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Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

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