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Wayne Griffith Thompson

Kestra Advisory Services, LLC

West Chester, PA

Wayne, PA

CRD 1593223

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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-04
  • PA RA
    APPROVED
    Since 2025-03-04

Branch Locations

West Chester, PA • United States

1200 Liberty Ridge Dr Suite 110, Wayne, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascensus, Llc Dresher PA 11/2011 03/2019
The Beacon Group Of Companies King Of Prussia PA 05/2019 03/2025
Lpl Financial Llc King Of Prussia PA 05/2019 02/2025
Kestra Investment Services, Llc Wayne PA 03/2025 Present
Kestra Advisory Services, Llc Wayne PA 03/2025 Present
  • 11/2011 → 03/2019
    Ascensus, Llc
    Dresher, PA
  • 05/2019 → 03/2025
    The Beacon Group Of Companies
    King Of Prussia, PA
  • 05/2019 → 02/2025
    King Of Prussia, PA
  • 03/2025 → Present
    Kestra Investment Services, Llc
    Wayne, PA
  • 03/2025 → Present
    Wayne, PA
Previous Registrations
Other Businesses

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/22/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: BEACON FINANCIAL SERVICES POSITION: Relationship Manager NATURE: Consulting INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/22/2025 ADDRESS: 1200 Liberty Ridge Drive, Suite 110, Wayne PA 19087, United States DESCRIPTION: Employer Sponsored Retirement Plan Consulting including plan design, vendor selection, investment selection and monitoring and employee education.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
S63 Uniform Securities Agent State Law Examination 1987-05-29
  • S66 Uniform Combined State Law Examination
    2019-08-30
  • S63 Uniform Securities Agent State Law Examination
    1987-05-29

View on SEC IAPD

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