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William Brett Hayes

Thurston Springer Advisors

Richmond, VA

Indianapolis, IN

CRD 1593082

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Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-12-08
TX RA APPROVED 2025-12-05
  • VA RA
    APPROVED
    Since 2025-12-08
  • TX RA
    APPROVED
    Since 2025-12-05

Branch Locations

4211 Dover Rd 2Nd Floor, Richmond, VA 23221 • United States

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Richmond VA 05/2009 12/2025
Thurston Springer Financial Indianapolis IN 12/2025 Present
Previous Registrations
Other Businesses

1) VIRGINIA RETIREMENT SYSTEM, NOT INV RELATED, RICHMOND, VA, TRUSEE, START: 3/2019, 6 HOURS PER MONTH; 6 HOURS DURING TRADIND, DUTIES: ATTENDING MEETINGS TO REVIEW AND SET POLICY AND ASSISTING WITH ADMINISTRATION AND OVERSIGHT OF THE VIRGINIA RETIREMENT SYSTEM PENSION AND SAVINGS PLAN. 2) WBH109, INV RELATED, HAMPTON, VA, 100% OWNER, START: 5/2013, 1 HOUR PER MONTH/1 DURING TRADING. 3) WINDSOR WAY LLC, INV RELATED, RICHMOND, VA, 73% OWNER, START: 4/2008, 160 HRS PER MONTH, 8 HOURS DURING TRADING, FINET BUSINESS ACCOUNT. 4) RENTAL PROPERTY; INV RELATED; RICHMOND, VA; OWNER; COTTAGE RENTAL; START: 5/2016; 0 HR/MO; 0 DURING TRADING. 5) RIA, INV RELATED, RICHMOND, VA, OWNER, START: 2/2018, 0 HOURS.; 6) CO-TRUSTEE FOR THE WINDSOR WAY 401K, INV RELATED, RICHMOND, VA, START: 4/1/2008, 40 HRS/MONTH, 9 HRS DURING TRADING, FINET PRACTICE 401K. 7) DBA HNS Advisors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-14
S63 Uniform Securities Agent State Law Examination 1992-08-13
  • S65 Uniform Investment Adviser Law Examination
    1992-09-14
  • S63 Uniform Securities Agent State Law Examination
    1992-08-13
Other Names
  • Brett Hayes
  • William Brett Hayes

View on SEC IAPD

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