Rodney Michael Woodley

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-21
IN	RA	APPROVED	2022-03-18
IA	RA	APPROVED	2022-03-18
TX	RA	APPROVED	2022-03-18

FL RA
APPROVED

Since 2022-03-21
IN RA
APPROVED

Since 2022-03-18
IA RA
APPROVED

Since 2022-03-18
TX RA
APPROVED

Since 2022-03-18

Branch Locations

Sarasota, FL • United States

4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Davenport	IA	12/2013	03/2022
Bank Of America, N.A.	Davenport	IA	01/2014	03/2022
Morgan Stanley Smith Barney Llc	Bradenton	FL	03/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2022	Present

12/2013 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Davenport, IA
01/2014 → 03/2022

Bank Of America, N.A.

Davenport, IA
03/2022 → Present

Morgan Stanley Smith Barney Llc

Bradenton, FL
03/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2013-12-02 → 2022-03-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Davenport, IA

Bradenton, FL

Bradenton, FL

Bradenton, FL
2006-10-04 → 2013-12-10

Ubs Financial Services Inc.

Davenport, IA
1999-01-01 → 2006-10-12

Citigroup Global Markets Inc.

Davenport, IA

Davenport, IA

Other Businesses

*532803 - Woodley Family LTD Partnership; Investment related: No; Orion, Illinois; Agriculture, Real Estate, Wholesale/Distribution, Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2008; During business hours: 0; After business hours: 1; Other SWEETO BURRITO INVESTMENT RELATED: N ADDRESS OF BUSINESS: OREM, UTAH 84057 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 5/10/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE MAKING AN EQUITY INVESTMENT IN AN EXISTING RESTAURANT. NO OPERATIONAL OR MANAGERIAL DUTIES. Name of outside business organization: f Investment related: N Address of business: Bradenton, Florida, 34211 Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/16/2021 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 1 Duties: ,

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-12-01

S63 Uniform Securities Agent State Law Examination

1986-12-01

View on SEC IAPD