Stephanie Carmel Whiston

Employer firm

Whiston Asset Management CRD 118691

$21.0M regulatory AUM 11 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1989 → Present
  Whiston Advisors
  Montauk, NY
• 11/1999 → Present
  Whiston Asset Management
  New York, NY
• 08/2001 → 08/2017
  Hudson Heritage
  New York, NY

Previous Registrations

• 2000-09-19 → 2005-12-19
  Whiston Asset Management
  New York, NY

Other Businesses

1.Stephanie Whiston Founding Director Marine Education Foundation Charitable Organization Non Investment Related P.O. Box 1144, Montauk, NY 11954 Start date 2013 12-18 hours Non Securities hours Marine Educational Programs and Fundraising 2. Whiston Advisors Consulting, Insurance and Mediation Services P.O. Box 1144, Montauk, NY 11954 Non Securities Management Services Since 1989 12-18 hours Non Securities Trading hours Provide Non Securities related services as an Insurance agent, or mediation for disputes, or services such as Nominee

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-29
• S63 Uniform Securities Agent State Law Examination
  1991-08-27