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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-10-28 |
| CA | RA | APPROVED | 2010-01-05 |
Branch Locations
370 North Westlake Boulevard Suite 230, Westlake Village, CA 91362 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2010 | 01/2020 |
| Powell Financial Group | Westlake Village | CA | 01/1987 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2020 | Present |
1. FIXED INSURANCE BUSINESS; NON-INVESTMENT RELATED. 2. PART OWNER IN REAL ESTATE PARTNERSHIP; NOT INVESTMENT RELATED; NOT AT BRANCH LOCATION. 3. CO-TRUSTEE ON MOTHER'S TRUST, GAIL LEE POWELL TRUST. RECEIVING COMPENSATION. INVESTMENT RELATED AND CONDUCTED AT BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-11 |
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