Sandra Kay Lobato

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 04/2018
  Wells Fargo Advisors Financial Network, Llc
  Salem, OR
• 04/2018 → 10/2018
  Keudell Morrison Wealth Management, Llc
  Salem, OR
• 10/2018 → 08/2021
  Wells Fargo Clearing Services, Llc
  Corvallis, OR
• 08/2021 → Present
  Lpl Financial Llc
  Independence, OR

Previous Registrations

• 2019-02-27 → 2021-08-25
  Wells Fargo Clearing Services, Llc
  Corvallis, OR
  Tucson, AZ
  Seattle, WA
• 2018-04-06 → 2018-12-12
  Keudell Morrison Wealth Management, Llc
  Salem, OR
• 2012-04-20 → 2018-04-20
  Wells Fargo Advisors Financial Network, Llc
  Salem, OR
• 2009-06-01 → 2012-05-04
  Morgan Stanley
  Salem, OR
• 2007-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Salem, OR
  Salem, OR

Exams

• S66 Uniform Combined State Law Examination
  2007-02-16
• S63 Uniform Securities Agent State Law Examination
  1986-12-16

Other Names

• Sandra Walters
• Sandra Kay Lobato
• Sandra Kay Walters
• Sandra K Lobato