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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-25
FL RA APPROVED 2001-01-02
  • TX RA
    APPROVED_RES
    Since 2016-08-25
  • FL RA
    APPROVED
    Since 2001-01-02

Branch Locations

7575 Dr. Phillips Blvd Ste 100, Orlando, FL 32819 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Orlando FL 05/2009 Present
Other Businesses

PINE CREEK PARTNERS LLC, INV RELATED, ORLANDO, FL, 100% OWNER, START: 4/14/2008, 2 HOURS PER MONTH/2 DURING TRADING, DUTIES: FINET PRACTICE| SOUTH SHORES OCEANSIDE CONDO ASSOCIATION; NOT INV. RELATED; MELBOURNE BEACH,FL; BOARD MEMBER; START DATE 01/01/2025; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS BUILDING MAINTENANCE, BUDGET, AND FUTURE UPGRADING PLANS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-01
S63 Uniform Securities Agent State Law Examination 1988-10-25
  • S65 Uniform Investment Adviser Law Examination
    1999-06-01
  • S63 Uniform Securities Agent State Law Examination
    1988-10-25
Other Names
  • Lee J Blackwell

View on SEC IAPD

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