Ellis Howard Dale Gallimore

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2022 → 11/2024
  Agia
  Houston, TX
• 12/2024 → Present
  State Employee'S Credit Union Of Maryland
  Fulton, MD
• 12/2024 → Present
  Lpl Financial Llc
  Fulton, MD
• 06/2015 → 11/2024
  Valic Financial Advisors, Inc.
  Linthicum, MD

Previous Registrations

• 2015-06-29 → 2024-12-06
  Valic Financial Advisors, Inc.
  Linthicum Heights, MD
  Linthicum Heights, MD
  Linthicum Heights, MD
• 2014-03-07 → 2015-06-17
  Cetera Investment Advisers Llc
  Baltimore, MD
• 2013-12-16 → 2014-03-12
  Valley Forge Asset Management, Llc
  King Of Prussia, PA
  King Of Prussia, PA
  Hunt Valley, MD
• 2012-08-08 → 2013-10-31
  Valic Financial Advisors, Inc.
  Linthicum Heights, MD
• 2009-01-26 → 2012-08-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Severna Park, MD
• 2004-06-22 → 2008-12-31
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC
  Annapolis, MD
  Severna Park, MD
  Charlotte, NC

Other Businesses

1)11/12/2024 - SECU Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2004-06-21
• S63 Uniform Securities Agent State Law Examination
  1999-06-25

Other Names

• Dale Gallimore