Kimberly Ann Thompson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1986 → Present
  Prudential Insurance Company Of America
  Springhill, KS
• 10/1986 → 11/2024
  Pruco Securities, Llc.
  Springhill, KS
• 11/2024 → Present
  Lpl Enterprise, Llc
  Springhill, KS

Previous Registrations

• 2021-03-02 → 2024-11-14
  Pruco Securities, Llc.
  Blue Springs, MO
  Springhill, KS
  Springhill, KS

Other Businesses

1) 08/30/2024 - Spring Hill Chamber of Commerce - Volunteer for Chamber events and service on Committees - Non-profit volunteer (not on board) - Non Inv Related - At Springhill, KS - Start Date 01/01/2016 - 2hrs/mth - 2hrs/mth During Trading 2) 08/30/2024 - Kim Thompson Insurance Agency LLC - Sales and Service of P&C business, Hire, and Train assistant - Property and Casualty - Inv Related - At Springhill, KS - Start Date 08/01/2016 - 2hrs/mth - 2hrs/mth During Trading 3) 08/30/2024 - Chris Leef Insurance Agency - Sales and Service of P&C insurance - Property and Casual - Inv Related - At Springhill, KS - Start Date 01/01/2016 - 1hrs/mth - 0hrs/mth During Trading 4) 08/01/2016 - Broker Source - Sales and Service of Health Insurance and Medicare Supplements - Non-Variable Insurance Commission Trails - Inv Related - At Springhill, KS - Start Date 08/01/2016 - 0hrs/mth - 0hrs/mth During Trading 5) 08/18/2025-Kim Thompson Insurance Agency LLC-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/01/2000-240hrs/mth-240hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2020-12-02
• S63 Uniform Securities Agent State Law Examination
  1987-02-04

Other Names

• Kim A Thompson