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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-22 |
Branch Locations
2091 N Decatur Rd, Decatur, GA 30033 • United States
Decatur, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St.CLoud | MN | 07/2016 | 10/2019 |
| Regions Bank | Atlanta | GA | 07/2016 | 10/2019 |
| Cetera Investment Advisers Llc | Atlanta | GA | 07/2016 | 10/2019 |
| Lpl Financial Llc | Decatur | GA | 10/2019 | Present |
| Emory Alliance Credit Union | Decatur | GA | 10/2019 | Present |
1)10/21/19- Alliance Retirement & Investment Services- DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)-100% 2) 04/19/2023 - CU1RIS Retirement and Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/02/2023 - 40 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-14 |
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