Jay B Gadberry

Current Employers

Employment History

• 04/2010 → 08/2017
  Wfg Investments Inc
  Little Rock, AR
• 08/2017 → 07/2022
  National Securities Corp
  Little Rock, AR
• 08/2017 → Present
  B. Riley Wealth Advisors
  Little Rock, AR
• 07/2022 → Present
  B. Riley Wealth Management
  Little Rock, AR

Previous Registrations

• 2010-04-26 → 2017-08-03
  Wfg Advisors, Lp
  Little Rock, AR
• 2009-06-01 → 2010-04-29
  Morgan Stanley
  Little Rock, AR
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Little Rock, AR
• 2001-11-26 → 2007-04-02
  Morgan Stanley Dw Inc.
  Little Rock, AR
  Little Rock, AR

Other Businesses

(1) GADBERRY CAPITAL LLC; NON INVESTMENT RELATED; 56 PEBBLE BEACH DR, LITTLE ROCK, AR 72212; DUCK CLUB PROPERTY; OWNER; START DATE 2/25/2005; 16 HRS/MTH, 3 HRS. DURING TRADING HOURS; MANAGE AND MAINTAIN PROPERTY.... (2) GADBERRY FINANCIAL GROUP; INVESTMENT RELATED; ADDRESS SAME AS BRWM; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2010. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. (3) GADBERRY FAMILY PROPERTIES LLC; INVESTMENT RELATED; 16 MASTERS CIRCLE, LITTLE ROCK, AR 72212; FAMILY ESTATE ENTITY; MEMBER; START DATE 12/2001; 0 HRS/MTH, 0 DURING TRADING HOURS... (4) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; FIXED INSURANCE SALES; START DATE 8/2/2017; AGENT... (5) INK BAYOU METO HUNTING CLUB; NOT INVESTMENT RELATED; PEBBLE BEACH DR. LITTLE ROCK AR; MANAGING MEMBER; DUCK HUNTING CLUB; START DATE 01/2003; 4 HRS/MONTH, 0 DURING TRADING HOURS... (6) ARKANSAS SPORTS HALL OF FAME; NOT INVESTMENT RELATED; 3 VERIZON ARENA WAY LITTLE ROCK, AR; MARKETING COMMITTEE, BOARD MEMBER; PROMOTE ATHLETICS & RECOGNIZE ARKANSAS ATHLETES; START DATE 2015; 2 HRS/MONTH, 0 DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-19
• S63 Uniform Securities Agent State Law Examination
  1986-12-01

Other Names

• Jay Barton Gadberry