Robert Jay Davis

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 08/2018
  Investment Professionals, Inc.
  San Antonio, TX
• 08/2018 → 11/2021
  Ameriprise Financial Services, Inc.
  Florence, KY
• 11/2021 → Present
  Raymond James Financial Services, Inc
  Louisville, KY
• 11/2021 → Present
  Stock Yards Bank & Trust
  Georgetown, KY
• 11/2021 → Present
  Raymond James Financial Services Advisors, Inc
  Louisville, KY

Previous Registrations

• 2018-06-22 → 2021-12-06
  Ameriprise Financial Services, Llc
  Georgetown, KY
  Paris, KY
• 2016-09-12 → 2018-09-24
  Investment Professionals, Inc.
  San Antonio, TX
  Florence, KY
  Danville, KY
• 2015-01-14 → 2016-09-15
  Wesbanco Securities, Inc.
  Mason, OH
  Harrison, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Wheeling, WV
  Cincinnati, OH
• 2014-01-21 → 2014-04-22
  Cetera Investment Advisers Llc
  Crestview Hills, KY
• 2011-10-31 → 2014-01-21
  Cetera Investment Services Llc
  Crestview Hills, KY
• 2010-06-16 → 2011-10-18
  Pnc Wealth Management Llc
  Cincinnati, OH
  Cincinnati, OH
• 2008-11-18 → 2009-05-27
  Lpl Financial Llc
  Union, KY
  Union, KY
  Cincinnati, OH
• 2005-03-03 → 2008-06-02
  Fifth Third Securities, Inc.
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
• 2001-05-31 → 2002-08-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH

Other Businesses

(1)Name of Business: Stock Yards Financial Services Address: 260 Blossom Park Dr, Georgetown, KY, 40324, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/30/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide investment services and products to bank customers. (2)Name of Business: Stock Yards Investment Services Address: 260 Blossom Park Dr, Georgetown, KY, 40324, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 11/30/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide investment services and products to bank customers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-08
• S63 Uniform Securities Agent State Law Examination
  1999-08-13