Robert Dean Coffin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2017
  Lpl Financial Llc
  York, NE
• 03/2014 → 03/2017
  Level Four Advisory Services
  York, NE
• 03/2017 → 09/2022
  Lincoln Financial Securities Corporation
  York, NE
• 09/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-04-11 → 2022-09-19
  Osaic Fs, Inc.
  York, NE
  York, NE
  Raleigh, NC
  Naples, FL
• 2014-03-07 → 2017-04-10
  Level Four Advisory Services
  York, NE
  Dallas, TX
  York, NE
• 2000-01-27 → 2014-03-03
  Sii Investments, Inc.
  York, NE
  Alliance, NE
  David City, NE
  York, NE

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/04/2022 2) COFFIN WEALTH MANAGEMENT, 6943 Wendy Way, The Villages FL 34762, United States, 05/01/1985, Owner, Insurance/Benefits/Human Resources, INV REL, 8 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1997-10-02

Other Names

• Bob Coffin