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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-27 |
| SC | RA | APPROVED | 1998-09-24 |
Branch Locations
1477 Long Grove Dr Unit 205 Mailbox 7, Mount Pleasant, SC 29464 • United States
Isle Of Palms, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mt Pleasant | SC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Mount Pleasant | SC | 03/2020 | Present |
Outside Employment; DHS Office Works LLC; Contractor; Manage advisory business; 1477 Long Grove Drive, , Mount Pleasant, SC, 29464; Investment-Related; 01/01/2024; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-01 |
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