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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-27 |
| WI | RA | APPROVED | 2017-01-19 |
Branch Locations
20800 Swenson Drive Suite 325, Waukesha, WI 53186 • United States
Waukesha, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Life Of Ut | Brookfield | WI | 10/1985 | 01/2017 |
| Wells Fargo Advisors Llc | Delafield | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Delafield | WI | 11/2016 | 01/2017 |
| Raymond James & Associates, Inc. | Waukesha | WI | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-23 |
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