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Current Employers
Crescent Advisor Group, Inc.

4975 Preston Park Blvd. Suite 820, Plano, TX 75093 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-11-05
  • TX RA
    APPROVED
    Since 2003-11-05

Branch Locations

8750 N Central Expy Suite 750, Dallas, TX 75231 • United States

4975 Preston Park Blvd. Suite 820, Plano, TX 75093 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crescent Securities Group Inc Plano TX 12/2001 Present
Crescent Advisor Group Inc Plano TX 12/2001 Present
D2 Equity Holdings, Inc. Plano TX 12/2001 Present
  • 12/2001 → Present
    Crescent Securities Group Inc
    Plano, TX
  • 12/2001 → Present
    Plano, TX
  • 12/2001 → Present
    D2 Equity Holdings, Inc.
    Plano, TX
Previous Registrations
  • 2003-08-18 → 2009-12-07
    Sovereign Equity Management, Inc.
    Dallas, TX
Other Businesses

SOVEREIGN EQUITY INSURANCE AGENCY. NOT INVESTMENT RELATED. 4975 Preston Park Blvd #820., Plano, TX 75093. INSURANCE SALES. PRESIDENT. 2003. 4 HOURS/MONTH, ALL DURING TRADING HOURS. OVERSEE INSURANCE AGENCY. CRESCENT Securities GROUP, INC. INVESTMENT RELATED. 4975 Preston Park Blvd. #820, Plano, TX 75093. Broker/Dealer. PRESIDENT. Also a registered representative. 04/2002. 200 HOURS/MONTH, 150 DURING TRADING HOURS. OVERSEE AND MANAGE B/D. SOVEREIGN EQUITY MANAGEMENT, INC. INVESTMENT RELATED. 4975 Preston Park Blvd. #820, Plano, TX 75093. PRESIDENT. GENERAL PARTNER OF LIMITED PARTNERSHIP. 2002. 15 HOURS/MONTH, 8 DURING TRADING HOURS. MANAGE PARTNERSHIP INVESTMENTS. D2 Equity HOLDINGS, INC. NOT INVESTMENT RELATED. 4975 Preston Park Blvd. #820, Plano, TX 75093. HOLDING COMPANY FOR FINANCIAL SERVICES COMPANIES. PRESIDENT. 2001. 12 HOURS/MONTH, 8 DURING TRADING HOURS. MANAGE BUSINESSES. Crescent Advisor Group, Inc. Investment related. 4975 Preston Park Blvd. #820, Plano, TX 75093. RIA. President. 12/2001. 200 Hours/Month, 150 during trading hours. Crescent Consulting Services, LLC. Indirectly investment related. 4975 Preston Park Blvd. #820, Plano, TX 75093. Consulting regarding capital raising for other companies. Managing Member. 09/2024. 20 hours/month, 10 during trading hours. Oversee a team of professionals that advise companies in preparing to seek outside capital for their business.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-21
  • S63 Uniform Securities Agent State Law Examination
    1993-10-21
Other Names
  • Nick Duren

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