Thomas Roney Chaney

Current Employers

Employment History

• 10/2012 → 05/2021
  Lpl Financial Llc
  El Paso, TX
• 05/2021 → 02/2024
  Cetera Advisor Networks
  El Segundo, CA
• 05/2021 → Present
  Cwm, Llc
  Omaha, NE
• 05/2021 → Present
  Carson Wealth
  Las Cruces, NM

Previous Registrations

• 2012-10-23 → 2021-05-24
  Lpl Financial Llc
  White Sands Missile Range, NM
  Las Cruces, NM
  Las Cruces, NM
  Las Cruces, NM
  Truth Or Consequences, NM
  El Paso, TX
  Fort Mill, SC
  Las Cruces, NM
  El Paso, TX
  Las Cruces, NM
  Las Cruces, NM
• 2008-05-15 → 2012-10-25
  Invest Financial Corporation
  Las Cruces, NM
  Appleton, WI
  El Paso, TX
  Las Cruces, NM
• 2003-09-09 → 2009-12-10
  T.R. Chaney, Llc
  El Paso, TX

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/1981; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE & ANNUITIES; NAME OF OTHER BUSINESS: TMCU TRUST, WANNABEFARM TRUST; NATURE OF BUSINESS: TRUST; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TRUSTEE; NAME OF OTHER BUSINESS: POA FOR SPOUSE; NATURE OF BUSINESS: POA; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: POA; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: POA FOR SPOUSE; NAME OF BUSINESS: NOTARY; NATURE OF BUSINESS: NOTARY; START DATE: 01/2000; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZATION OF DOCUMENTS; NAME OF OTHER BUSINESS: CHANEY & ASSOCIATES FINANCIAL PLANNING, LLC; NATURE OF BUSINESS: DBA FOR INSURANCE; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER / OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE AND ANNUITY SALES AND SERVICE; NAME OF OTHER BUSINESS: SETIAR, LLC; POSITION/TITLE/RELATIONSHIP: MEMBER; START DATE: 11/01/2016 APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND MAINTENANCE; NAME OF OTHER BUSINESS: HALONA FINANCIAL, LLC POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR START DATE: 7/6/2026 APX NUMBER OF HOURS PER WEEK: 160 APX NUMBER OF HOURS DURING TRADING HOURS: 100 BRIEF DESCRIPTION OF DUTIES: ACT AS FIDUCIARY ASSISTING MY CLIENTS WITH ALL ASPECTS OF FINANCIAL, ESTATE, INVESTMENT, INSURANCE AND TAX RELATED ISSUES.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-26
• S63 Uniform Securities Agent State Law Examination
  1987-01-26

Other Names

• Tom Chaney