Craig Anthony Rosenberg

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 02/2018
  Raymond James Financial Services
  Traverse City, MI
• 06/2016 → 02/2018
  Raymond James Financial Services Advisors Inc.
  Traverse City, MI
• 07/2017 → 12/2023
  Century 21 Northland
  Traverse City, MI
• 09/2019 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 09/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2018-02-20 → 2019-10-10
  Sb Advisory, Llc
  Traverse City, MI
• 2016-06-06 → 2018-02-22
  Raymond James Financial Services Advisors, Inc
  Traverse City, MI
• 2010-04-30 → 2016-06-17
  Morgan Stanley
  Traverse City, MI
  Grand Rapids, MI
  Traverse City, MI
• 2006-08-25 → 2010-05-03
  Stifel, Nicolaus & Company, Incorporated
  Traverse City, MI
• 2004-07-14 → 2006-08-28
  Lpl Financial Llc
  Traverse City, MI

Other Businesses

(1) PENINSULA CAPITAL MANAGEMENT LLC, 06/2016, INVESTMENT RELATED, TRAVERSE CITY, MI,0 HRS PER MONTH, 0 HRS DURING TRADING. OWNER, SUPPORT COMPANY/DBA (2) Grand Traverse Area Spartans--Local alumni club for Michigan State University. President of the board of directors. Volunteer organization--no compensation. 1-2 hours/month, zero hours during trading hours. (3) Peninsula Capital Management, LLC. Owner. Non-Public. Peninsula Capital Management, LLC (PCM) is my business structure to manage & run my office--ie pay bills, etc. I am the sole owner/member of Peninsula Capital Management LLC. PCM currently rents office space from Berner Ventures, LLC which is a sole member LLC owned by my wife. Berner Ventures LLC owns the building in which I have my office, and I provide maintenance & property management services for the building & tenants. Duties include office maintenance, cleaning, and tenant relations. Average amount of time spent per month is 6-8 hours, with 0-1 hour per month during normal trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-09
• S63 Uniform Securities Agent State Law Examination
  1987-01-29