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Brian Keith Owen

J.P. Morgan Securities LLC

Visalia, CA

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-28
NY RA APPROVED 2021-05-03
TX RA APPROVED 2019-03-15
CA RA APPROVED 2019-03-08
  • OH RA
    APPROVED
    Since 2022-01-28
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2019-03-15
  • CA RA
    APPROVED
    Since 2019-03-08

Branch Locations

200 S Court St, Visalia, CA 93291 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Diego CA 10/1989 10/2017
Charles Schwab Bank San Diego CA 02/2005 10/2017
Jp Morgan Securities, Llc Visalia CA 02/2019 Present
Jp Morgan Chase Bank, N.A. Visalia CA 02/2019 Present
Unemployed San Diego CA 11/2017 01/2019
  • 10/1989 → 10/2017
    Charles Schwab & Co., Inc.
    San Diego, CA
  • 02/2005 → 10/2017
    Charles Schwab Bank
    San Diego, CA
  • 02/2019 → Present
    Jp Morgan Securities, Llc
    Visalia, CA
  • 02/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Visalia, CA
  • 11/2017 → 01/2019
    Unemployed
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S66 Uniform Combined State Law Examination
    2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Other Names
  • Brian K Owen
  • Brian Owen

View on SEC IAPD

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Other Offices

GILMAN HARRIS TRAVIOLI SLOVER ACCOUNTANCY CORPORATION · VISALIA, CA
LPL FINANCIAL LLC · VISALIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · VISALIA, CA
SEQUOIA FINANCIAL, LLC · VISALIA, CA
OSAIC WEALTH, INC. · VISALIA, CA
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