Michael Douglas Eitzen

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-04-22
AZ	RA	APPROVED	2016-04-07
CO	RA	APPROVED	2005-01-26

TX RA
APPROVED_RES

Since 2016-04-22
AZ RA
APPROVED

Since 2016-04-07
CO RA
APPROVED

Since 2005-01-26

Branch Locations

Scottsdale Kierland 1,14624 North Scottsdale Road Suite 190, Scottsdale, AZ 85254 • United States

El Conquistador Executive Plaza 10195 North Oracle Road - Suite 115, Oro Valley, AZ 85704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Oro Valley	AZ	08/1990	Present

08/1990 → Present

Oppenheimer & Co. Inc.

Oro Valley, AZ

Other Businesses

FLORINE K. EITZEN AND MICHAEL EITZEN, TRUSTEES OF THE FLORINE K. EITZEN REVOCABLE TRUST UAD 11/2/2009 MOTHER'S PERSONAL TRUST FLORINE K. EITZEN MICHAEL EITZEN 3001 IVY DRIVE, APT 201 1482 E CHAROULEAU PLACE NORTH NEWTON, KS 67117 ORO VALLEY, AZ 85737 C0-TRUSTEE WITH MOTHER OF HER PERSONAL TRUST AS CO-TRUSTEE, SEPTEMBER 27, 2017 5 TO 8 HOURS/MONTHS NONE AT THIS TIME DURING SECURITIES TRADING HOURS ASSIST MY MOTHER WITH MANAGING HER PERSONAL AFFAIRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-25
S63	Uniform Securities Agent State Law Examination	1986-12-08

S65 Uniform Investment Adviser Law Examination

2005-01-25
S63 Uniform Securities Agent State Law Examination

1986-12-08