Timothy Allen Holt

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2002-12-06

TX RA
APPROVED

Since 2002-12-06

Branch Locations

3450 Dowlen Road Suite A, Beaumont, TX 77706 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Dean Witter-Reynolds	Beaumont	TX	03/1999	Present
Ubs Financial Services Inc.	Beaumont	TX	12/2002	Present

03/1999 → Present

Dean Witter-Reynolds

Beaumont, TX
12/2002 → Present

Ubs Financial Services Inc.

Beaumont, TX

Previous Registrations

1999-06-24 → 2002-12-09

Morgan Stanley Dw Inc.

Beaumont, TX

Other Businesses

1. self, Wife and I own property from our old home we are going to rent it due to the sell of the house fell through. We bought the home at $89000 and will be renting it for $ to an non related ubs contact, owner, start date-10/1/2003, LumbertonTX USA-77657.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-24
S63	Uniform Securities Agent State Law Examination	1999-06-22

S65 Uniform Investment Adviser Law Examination

1999-06-24
S63 Uniform Securities Agent State Law Examination

1999-06-22

Other Names

Tim Holt

View on SEC IAPD