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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-19 |
| TX | RA | APPROVED_RES | 2024-09-19 |
Branch Locations
Miller Place, NY • United States
1303 Main Street, Port Jefferson, NY 11777 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Port Jefferson | NY | 07/2014 | 09/2024 |
| Kestra Investment Services, Llc | Miller Place | NY | 09/2024 | Present |
| Kestra Advisory Services, Llc | Miller Place | NY | 09/2024 | Present |
Business Name: SOUNDVIEW WEALTH FINANCIAL POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2024 ADDRESS: 1303 Main St., Port Jefferson NY 11777DESCRIPTION: RR Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2024 ADDRESS: 5707 Southwest Parkway, Building 2, suite 400, Austin TX 78735 DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-10-13 |
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