David Joseph Schnall

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2024
  Ubs Financial Services Inc.
  Port Jefferson, NY
• 09/2024 → Present
  Kestra Investment Services, Llc
  Miller Place, NY
• 09/2024 → Present
  Kestra Advisory Services, Llc
  Miller Place, NY

Previous Registrations

• 2014-10-21 → 2024-09-30
  Ubs Financial Services Inc.
  Port Jefferson, NY
  Miller Place, NY
  Melville, NY

Other Businesses

Business Name: SOUNDVIEW WEALTH FINANCIAL POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2024 ADDRESS: 1303 Main St., Port Jefferson NY 11777DESCRIPTION: RR Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2024 ADDRESS: 5707 Southwest Parkway, Building 2, suite 400, Austin TX 78735 DESCRIPTION: IAR

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-10-13

Other Names

• David J Schnall